The Changing Face of Corporate Compliance and Corporate Governance
Symposium WELCOME AND INTRODUCTORY REMARKS Sean J. Griffith Fordham University School of Law PANEL I: REVOLUTION: CHALLENGING CORPORATE NORMS? MODERATOR Steve Thel Fordham University School of Law...
View ArticleSEC Publishes Risk Alert on Top 5 Investment Adviser Compliance Issues Found...
On February 7, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S. Securities and Exchange Commission (“SEC”) published a Risk Alert highlighting the “five compliance topics most...
View ArticleFifth Annual Fred Dunbar Memorial Lecture in Law and Economics
On February 6, 2017, Fordham University School of Law’s Corporate Law Center, in partnership with NERA Economic Consulting, hosted its 5th Annual Fred Dunbar Memorial Lecture in Law and Economics. This...
View ArticleBringing Talent Off the Bench and into the Game: The Underrepresentation of...
Abstract While women have expanded their footprint in corporate America in recent years, they are still underrepresented in the upper echelons of corporate governance, specifically in boardrooms, which...
View ArticleThe Right Deed for the Wrong Reason: A Critical Examination of Regulation A+...
Abstract The recent enactment of Regulation A+ makes it possible for the first time for companies to conduct retail equity crowdfunding (i.e., equity crowdfunding campaigns involving general...
View ArticleOpEd: Coordinating D&O Insurance For Shareholder Suits Following Sexual...
Shareholder litigation following allegations of sexual misconduct have become more frequent in the #metoo era signaling an emerging risk to the c-suite. These claims can arrive in the form of...
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